Investment Management Made Effortless
with Verivend
Verivend is your strategic partner in effortless investment management. Our innovative platform and comprehensive suite of value-added services streamline the complexities of entity and investment management, allowing you to focus on growing your investments and AUM.
Compliance Services Tier
With Verivend’s streamlined Compliance Services, each of your investors will be required to provide identifying information about the entity through which they’re investing.​
Individual Investor KYC
Individual investors will provide personal information to prove who they are, including their name, date of birth, Social Security number or passport information, address, W-9/W-8, and upload their government-issued photo identification.
​
Entity Investor KYC
Investors investing through entities or trusts will provide entity-identifying information including the entity name, EIN, address, W-9/W-8, as well as provide personal information for beneficial owners (individuals who own 25% or more) and controlling persons of the entity, including their name, date of birth, Social Security number or passport information, address, and upload their government-issued photo identification.
​
Investor Screening
Individual and Entity investor information is screened against known OFAC and sanctions lists* that are designed to target and identify specific individuals, entities, and countries that are involved in activities such as terrorism, narcotics trafficking, the proliferation of weapons of mass destruction, and other threats to U.S. national security and foreign policy.
​
Investor KYC Verification
Following the screening process, each investor will receive a KYC status on their Onboarding record in Verivend, indicating Pass, Fail, or if Enhanced DD (Due Diligence) is required for their KYC information. Verivend continues to monitor investor information for potential OFAC and sanctions concerns.
​
*Office of Foreign Assets Control (OFAC) and Sanctions list screening includes the following: BUREAU OF INDUSTRY AND SECURITY, EU CONSOLIDATED LIST, FATF (Financial Action Task Force), HM TREASURY SANCTIONS, OFAC NON-SDN ENTITIES, OFAC SANCTIONS, OFAC SDN, OSFI CONSOLIDATED LIST, OSFI COUNTRY, PRIMARY MONEY LAUNDERING CONCERN, PRIMARY MONEY LAUNDERING CONCERN – JURISDICTIONS, UK HM TREASURY LIST, UN CONSOLIDATED LIST, UNAUTHORIZED BANKS​
Also available with Verivend’s Compliance Services Tier is the ability to request, collect, and verify that each of your investors meets the accreditation criteria defined by the SEC. An “Accredited investor” is a regulatory designation for Individual or Entity investors that meet certain income, net worth, or licensure criteria.
Investor Accreditation Attestation & Document Collection
Individual and Entity Investors attest that they meet the accredited investor criteria defined by the SEC and upload their supporting documentation.
​
Accreditation Review
Investor accreditation information and supporting documentation is reviewed and verified.​
​
Accreditation Verification
Each Investor is provided with a custom accreditation letter specific to the issuer/sponsor with whom they’re investing.​​
Partner Services Tier
With Verivend’s Partner Services, our team of experts handles the end-to-end coordination, tracking, and collection of all your investor & investment information. Eliminate the effort and manual work by letting Verivend drive the services for your investment entities and investor relations activities.​
Investor Onboarding
Creation, sending, and tracking of your Investor Onboarding Requests to each investor for your Entity.
​
Investor KYC
Creation, sending, and tracking of your Investor KYC Requests to each investor for your Entity.
​
Investor Accreditation
Creation, sending, and tracking of your Investor Accreditation Requests to each investor for your Entity.
​
Electronic Signatures
Creation, sending, and tracking of your Signature Requests to all stakeholders for your Entity, including NDAs, Operating Agreements, Subscription Agreements, and other documents requiring electronic signatures.​​
​
Capital Calls
Creation, sending, and tracking of your Capital Calls to each investor for their investment in the Security and formation and/or operating expenses for your Entity.
​
Distributions and Disbursements
Issuing and distributing payments on your behalf to all stakeholders of your Entity, including disbursements of capital to investment assets, distributions to investors, and payments of expenses to vendors and service providers.
Expert Services Tier
A step up from our Partner Services Tier -- with Verivend Expert Services, our team handles the full scope of managing your investment entities from start to finish, and ongoing through their full lifecycle.​
Partner Services
All Partner Services included: Investor Onboarding, Investor KYC, Investor Accreditation, Electronic Signatures, Capital Calls, Disbursements & Distributions.
​
Entity Formation & Tax ID
Formation of your Entity and obtaining your Entity’s Tax ID/EIN from the IRS including the annual renewal of your Entity and payment of state and registered agent fees.
​
Required Filings
Managing and submitting required state and federal filings including Form D/ADV, Beneficial Ownership Information (BOI) Reporting with FinCEN, and Blue Sky filings.
​
Set Up & Management of Entity on Verivend
Set up of your Entity on the Verivend platform including importing investor contacts, uploading email branding assets, and configuring Deal pages for your Entity.​​
​
Data Rooms & Investor Relations
Uploading and ongoing management of document sharing (public and investor-specific), announcements and updates, including K-1 distribution to investors.
​
Accounting & Taxes
Coordination of accounting records for your entity, including annual state and federal tax return filing, and preparation of K-1s for investors. Accounting services are provided by a contracted professional accounting firm specialized in private capital tax returns.
